Caledonia Mining Corporation plc

Investors

Shareholder Information

Securities Listed and Traded

Date this page last updated: January 16 2024
Shares listed on the NYSE American – Symbol “CMCL”
Depositary interests in the shares admitted to trading on AIM of the London Stock Exchange plc – Symbol “CMCL”

Depositary receipts in the shares listed on the Victoria Falls Stock Exchange – Symbol “CMCL”

Authorised Share Capital: Unlimited

Shares, Warrants and Options Issued

Common Shares: 19,194,525

Warrants: Nil
Options: 20,000

Statement

Caledonia Mining Corporation Plc (“Caledonia”) is incorporated in Jersey. The rights of the shareholders of Caledonia may be different in certain respects from the rights of shareholders of a company incorporated in the United Kingdom or other jurisdictions (e.g. Canada or the US). It should be noted that significant shareholders (which under the AIM Rules are any persons with holdings of 3% or more of Caledonia’s securities) are required to notify to Caledonia their holdings as is similarly required under the United Kingdom’s Disclosure Guidance and Transparency Rules which are incorporated by reference in Caledonia’s articles of association. Caledonia is a non-DTR company (as defined under the AIM Rules) and so, in accordance with the notes to AIM Rule 17, shareholders are advised that statutory disclosure of significant shareholdings of Caledonia is different to that of a DTR company and therefore may not always ensure compliance with the requirements of AIM Rule 17. Under the securities laws in Canada, an “insider” of Caledonia (which would include a shareholder who beneficially owns, controls or has direction over more than 10% of Caledonia’s common shares) is required to report their holdings in accordance with the applicable regulations. There are also reporting obligations that apply to holders of Caledonia’s shares under US law, in particular Schedule 13 of the Securities Exchange Act of 1934 which requires a person or group of persons who acquire more than 5% of Caledonia’s shares to file a report with the SEC.

Caledonia has 19,194,525 common shares issued. The Directors and management own or have an interest in  2,866,352 common shares representing 15% of Caledonia’s issued capital.

As at the date that this page was last updated, or as subsequently disclosed or ascertained, to the knowledge of Caledonia the significant shareholders of Caledonia are:

NameShares / Depositary interests% of share capital
Toziyana Resources Limited2,411,18612.56
Shining Capital Holdings II L.P.1,922,85810.02
Allan Gray Investment Management *1,149,9455.99
BlackRock819,5104.27
Baker Steel Resources Trust Limited800,0004.17
Fremiro Investments (Private) Limited727,2663.79
Charles Schwabb (clients)620,8083.23

There are no restrictions on the transfer of Caledonia’s issued shares.

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