Shareholder Information
Securities Listed and Traded
Date this page last updated: January 14, 2019
Shares listed on the Toronto Stock Exchange - Symbol "CAL"
Shares listed on the NYSE American - Symbol "CMCL"
Depositary interests in the shares admitted to trading on AIM of the London Stock Exchange plc - Symbol "CMCL"
Authorised Share Capital: Unlimited
Shares, Warrants
and Options Issued
Common Shares: 10,696,817
Warrants: Nil
Options: 38,000
Statement
Caledonia Mining Corporation Plc ("Caledonia") is incorporated in Jersey. The rights of the shareholders of Caledonia may be different in certain respects from the rights of shareholders of a company incorporated in the United Kingdom or other jurisdictions (e.g. Canada or the US). It should be noted that significant shareholders (which under the AIM Rules are any persons with holdings of 3% or more of Caledonia’s securities) are required to notify their holdings in the Company as is similarly required under the United Kingdom’s Disclosure and Transparency Rules. Under the securities laws in Canada, an “insider” of Caledonia (which would include a shareholder who beneficially owns, controls or has direction over more than 10% of Caledonia’s common shares) is required to report their holdings in accordance with the applicable regulations. There are also reporting obligations that apply to holders of Caledonia’s shares under US law, in particular Schedule 13 of the Securities Exchange Act of 1934 which requires a person or group of persons who acquire more than 5% of Caledonia’s shares to file a report with the SEC.
Caledonia has 10,696,817 common shares issued. The Directors and management own or have an interest in 358,563 common shares representing 3.35% of Caledonia’s issued capital as of January 14, 2019.
Allan Gray Investment Management, a South African fund manager, is the largest holder of Caledonia’s securities and has disclosed to Caledonia that it holds through two of its funds, Allan Gray Africa ex-SA Equity Fund Limited and Allan Gray Africa Equity Fund Limited.
Caledonia ascertained that as at 25 August, 2017 Sales Promotion Services S.A. held an interest through various intermediaries in 938,773 common shares of the Company. Caledonia was informed on November 2, 2017 that the beneficial owner of Sales Promotion Services S.A. is Heinrich Auwärter and was further informed on November 14, 2018 that the shareholding had decreased to 918,773 common shares of the Company.
As at 31 December 2018, or as subsequently disclosed or ascertained, to the knowledge of Caledonia the significant shareholders of Caledonia are:
Name |
Shares / Depositary interests |
% of share capital |
Allan Gray Investment Management |
2,070,348 |
19.53 |
Sales Promotion Services SA / Heinrich Auwärter | 918,773 | 8.59 |
TD Ameritrade stockbrokers |
884,647 |
8.34 |
UBS, New York |
572,280 |
5.40 |
Charles Schwab, San Francisco |
405,415 |
3.82 |
National Financial Services |
402,040 | 3.79 |
ETrade |
393,182 |
3.71 |
Royal Bank of Canada |
371,245 |
3.50 |
TD Waterhouse Canada |
338,039 |
3.19 |
According to the above information, 22.88% of Caledonia's securities are held "not in public hands" in terms of the AIM Rules.
There are no restrictions on the transfer of Caledonia’s issued shares.
Registrar & Transfer Agent
Computershare Investor Services Inc.
100 University Ave, 8th Floor
Toronto, Ontario
M5J 2Y1 Canada
Tel: (416) 263-9483
Fax: (416) 981-9800
Nominated Advisor
WH Ireland
24 Martin Lane
London
EC4R ODR
Solicitors
Memery Crystal LLP
44 Southampton Buildings
London WC2A 1AP
United Kingdom
Borden Ladner Gervais LLP
Suite 4100, Scotia Plaza
40 King Street West
Toronto, Ontario
M5H 3Y4 Canada
Walkers
Jersey
PO Box 72, Walker House
28-34 Hill Street, St. Helier
Jersey, JE4 8PN
Channel Islands
T +44 (0)1534 700 700
Media and Investor Relations
Blytheweigh Communications
4-5 Castle Court
London EC3V 9DL
Tel: +44 20 7138 3204
Mark Learmonth
Chief Financial Officer
Email: This email address is being protected from spambots. You need JavaScript enabled to view it.
Tel: +44 1534 679800
Tel: +27 11 447 2499