Shareholder Information

Securities Listed and Traded

Date this page last updated:  March 22, 2018

Shares listed on the Toronto Stock Exchange - Symbol "CAL"

Shares listed on the NYSE American - Symbol "CMCL"

Depositary interests in the shares admitted to trading on AIM of the London Stock Exchange plc - Symbol "CMCL" 

Authorised Share Capital: Unlimited

Shares, Warrants and Options Issued

Common Shares: 10,603,153

Warrants: Nil

Options: 38,000

 

Statement

Caledonia Mining Corporation Plc ("Caledonia") is incorporated in Jersey. The rights of the shareholders of Caledonia may be different in certain respects from the rights of shareholders of a company incorporated in the United Kingdom or other jurisdictions.  It should be noted that significant shareholders (which under the AIM Rules are any persons with holdings of 3% or more of Caledonia’s securities) are required to notify their holdings in the Company as is similarly required under the United Kingdom’s Disclosure and Transparency Rules. Under the securities laws in Canada, an “insider” of Caledonia (which would include a shareholder who beneficially owns, controls or has direction over more than 10% of Caledonia’s common shares) is required to report their holdings in accordance with the applicable regulations.

Caledonia has 10,603,153 common shares issued. The Directors and management own 252,599 common shares representing 2.38% of Caledonia’s issued capital as of  March 22 , 2018.

Allan Gray, a South African fund manager, has disclosed to Caledonia that it holds through two of its funds a total of 2,130,668 depositary interests in common shares representing 20.0946% of Caledonia’s issued capital.  The holdings are split as to 1,322,104 depositary interests in common shares (which represents 12.4690% of the shares in issue) held by Allan Gray Africa ex-SA Equity Fund Limited and 808,560 depositary interests in common shares (which represents 7.6257% of the shares in issue) held by Allan Gray Africa Equity Fund Limited.

23.46 % of Caledonia's securities are held "not in public hands" in terms of the AIM Rules.

Caledonia has ascertained that as at 25 August, 2017 Sales Promotion Services S.A. held an interest through various intermediaries in 938,773 common shares of the Company (which represents 8.85% of the shares in issue).  Caledonia was informed on November 2, 2017 that the beneficial owner of Sales Promotion Services S.A. is Heinrich Auwärter.

 

As at 30 June 2017, or as subsequently disclosed or ascertained, to the knowledge of Caledonia the significant shareholders of Caledonia are:

Name	Shares / Depositary interests	% of share capital
Allan Gray	2,130,668	20.09
Sales Promotion Services SA / Heinrich Auwärter	938,773	8.85
TD Ameritrade	884,647	8.34
UBS, New York	572,280	5.40
Charles Schwab, San Francisco	405,415	3.82
National Financial Services	402,040	3.79
ETrade	393,182	3.71
Royal Bank of Canada	371,245	3.50
TD Waterhouse	338,039	3.19

There are no restrictions on the transfer of Caledonia’s issued shares.

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